The Digital Future of Wealth Management Firms

Wealth Management has become a client-driven industry, with advisors increasingly considered a value-add rather than irreplaceable gatekeeper. As wealth management firms vie to meet client demands, an emphasis on implementing the type of technology they are accustomed to has emerged. Wealth Management firms who wish to succeed and compete in the next five to 10…

Comply, Compete & Pave the Way

The DOL Fiduciary Rule applicability date has been pushed to June and while the enforcement mechanisms are still in flux, it’s apparent that a fiduciary standard is inevitable with or without this particular set of regulations. The Fiduciary Rule represents a significant shift in the way the wealth management industry operates with increasing transparency, client-centricity,…